Every adviser. Every file. Compliant by default.
The risk concentrates at the top.
- Pressure 01
Your licence carries every adviser’s mistake.
One bad file, one missed BID, one late IDR response becomes the licensee’s enforcement action. Liability sits with the AFSL holder, not the adviser. The risk concentrates upstream.
- Pressure 02
Risk is found post‑incident, not pre‑incident.
Quarterly file reviews on a 5% sample miss most of what matters. The breach surfaces after the harm: after the client complaint, the AFCA case, or the regulatory action.
- Pressure 03
The thirty‑day clock starts the moment anyone in the network knew.
Reportable situations run from awareness, not from confirmation. Breaches typically reach the licensee well into the 30‑day window, leaving limited time for investigation.
Risk surface, shrunk by a mile.
5% random sample reviewed quarterly. The other 95% goes unreviewed.
100% of files screened against your supervision rubric continuously. The compliance officer reviews the flagged ones, not the random ones.
Found post‑incident, after the harm has occurred.
Pattern detection across the adviser network in real time. Systemic issues are flagged on the first signal, not the third.
Quarterly rollup, manually compiled. Systemic issues depend on reviewer judgement at quarter‑end.
Continuous aggregation across every adviser, product, and advice strategy. Patterns surface before they appear in ASIC’s public IDR data.
Day 27 lodgement with limited investigation time.
Day 1 awareness logged with timestamp. Investigation drafted, evidence collected, lodgement ready by day 14.
Two‑week intensive preparation before every visit. The compliance team pauses regular work.
Continuous evidence capture. ASIC, APRA, internal, and external auditors all see the same live evidence layer.
A year, in plain words.
Adviser file reviews, sample audits, training records, ongoing competence checks across the network. The licensee carries every obligation that flows downstream.
Reportable situations to ASIC within thirty days of starting an investigation. The clock runs from awareness, not from confirmation, and the register tells you which is which.
IDR data reported at the licensee level. Systemic‑issue identification across the whole adviser network. ASIC publishes the data publicly.
ASIC visits. APRA visits. Internal audit. External audit. All ask for the same evidence the licensee has been maintaining all year, or hasn’t been.
Audit prep, two weeks to one. And risk reduction by a mile, behind it.
Drag the sliders for your licence. The dollars are the measurable side of the story. The bigger gain is the risk reduction across the adviser network in the section above, where continuous monitoring replaces post‑incident scrambles.
- Hours saved / year
- 176
- Audit events / year
- 4
- Time reduction / event
- 55%
Formula matches the homepage calculator. The bigger gain for licensees is the elimination of pre‑audit scrambles. The continuous evidence pack is harder to price in dollars.
Audit & Evidence, at work.
Walk the licensee supervision console live.
Open the actual product. See file reviews, breach register, fee consents, and §912D notifications all on one timeline.
Open the demoFig. Audit & Evidence consolidating supervision data across an adviser network.
One platform, your licence at the centre.
From signed pilot to continuous audit‑readiness.
Most licensees are live in under twenty‑four hours and at continuous audit‑ready posture inside thirty days.
Deployment scoped. We map your supervision rubric, your audit cycle, and the structure of your adviser network.
BackPro running inside your environment. Sample adviser file reviewed against your supervision rubric. Existing breach register imported.
Practice‑level data flowing across every adviser. File reviews, fee consents, training records consolidated. First IDR rollup published.
Every reviewer sees the same evidence layer: ASIC, APRA, internal audit, external assessor. Continuous evidence capture, removing the pre‑audit cycle.
The standards your licence answers to.
Same regulatory map, different lens. See how each obligation lands across all five personas on the persona map.
See the persona mapThe honest FAQ.
The six questions every licensee asks within the first ten minutes of a private demo. Answered the way we’d answer them in the room.
Finally, AI our compliance team actually approves. Everything stays on our servers, audit trails are built in, and our advisers are spending time with clients instead of fighting Word templates.
See your risk surface, shrunk in real time.
Bring a real audit pack, or just last year’s IDR data. Thirty minutes. We map your network’s risk surface, show the file‑coverage gap, and demonstrate the continuous evidence layer that closes it. You keep the analysis whether you proceed with us or not.