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Free templates for advisers
Working documents you can download and use today. Each comes with a page that explains the rule it serves, checked against the legislation and ASIC’s guidance.
- Word (.docx)
Record of Advice template
A free Record of Advice template in Word, with the three situations where the law lets you keep one instead of a Statement of Advice.
- Word (.docx)
Best Interests Duty checklist
The seven s961B(2) safe harbour steps in plain English, what to keep on file for each, and a free Word checklist for every advice file.